The Consequences of Empire
excerpted from the book
Blowback
The Costs and Consequences of American Empire
by Chalmers Johnson
Henry Holt, 2000
p216
American officials and the media talk a great deal about "rogue
states" like Iraq and North Korea, but we must ask ourselves
whether the United States has itself become a rogue superpower.
In November 1998, Tom Plate, a columnist on Pacific Rim affairs
for the Los Angeles Times, described the United States as "a
muscle-bound crackpot superpower with little more than cruise
missiles for brains.'' That same month a senior State Department
specialist on North Korea, when asked by a right-wing journalist
what it was like having to deal daily with a totally crazy regime,
replied, "Which one." Another former State Department
official protested that military might does not equate with "leadership
of the free world" and wrote that "Madeleine Albright
is the first secretary of state in American history whose diplomatic
specialty, if one can call it that, is lecturing other governments,
using threatening language and tastelessly bragging of the power
and virtue of her country." It is possible to think of other
secretaries of state who fit this description, going back to John
Foster Dulles, but Albright does not even have the Cold War to
justify her jingoism.
We Americans deeply believe that our role in the world is
virtuous- that our actions are almost invariably for the good
of others as well as ourselves. Even when our country's actions
have led to disaster, we assume that the motives behind them were
honorable. But the evidence is building up that in the decade
following the end of the Cold War, the 5 United States largely
abandoned a reliance on diplomacy, economic aid, international
law, and multilateral institutions in carrying out its foreign
policies and resorted much of the time to bluster, military force,
and financial manipulation.
The world is not a safer place as a result. Those who support
a singular American hegemonic role in world affairs argue, as
did Mark Yost, an editor of the Wall Street Journal, "It's
all but assured that the number of nuclear powers abroad would
increase significantly with the withdrawal or reduction of U.S.
forces [in Asia]."3 But in May 1998, with American forces
deployed as widely as in the final days of the Cold War, the worst
case of nuclear proliferation since the 1960s occurred in South
Asia. Both India and Pakistan tested multiple nuclear devices,
committing their countries to perfecting nuclear weapons and developing
the missiles needed to deliver them-in essence, setting off a
full-scale nuclear arms race in South Asia. There can be little
question that a serious policy of nuclear disarmament led by the
United States would have been far more effective in halting or
even reversing the nuclearization of the world than the continuing
policy of forward deployment of nuclear-armed troops combined
with further research on ever more advanced nuclear weaponry at
America's weapons laboratories.
In February 1998, Secretary of State Madeleine Albright, defending
the use of cruise missiles against Iraq, declared, "If we
have to use force, it is because we are America. We are the indispensable
nation. We stand ( tall. We see farther into the future."
In this book I have tried to lay out J some important aspects
of America's role in the world that suggest precisely the opposite.
I have also tried to explain how the nature and shape of this
role grew out of the structural characteristics of the Cold War
itself and the strategies the United States pursued, particularly
in East Asia, to achieve what it considered its interests during
that period and after. I have argued that the United States created
satellites in East Asia for the same reasons that the former Soviet
Union created satellites in Eastern Europe. For over forty years,
the policies needed to maintain these client states economically,
while protecting and controlling them militarily, produced serious
unintended consequences, most of which Americans have yet to fully
grasp. They hollowed out our domestic manufacturing and bred a
military establishment that is today close to being beyond civilian
control. Given that the government only attempts to shore up,
not change, these anachronistic arrangements, one must ask when,
not whether, our accidental empire will start to unravel.
According to a Brookings Institution study, it has cost the
United States $5.5 trillion to build and maintain our nuclear
arsenal. It is now | common knowledge that comparable costs in
the former USSR led to its collapse. In 1988, just before the
Berlin Wall fell, that elegant historian of imperial overextension
Paul Kennedy detailed the numerous weaknesses of the Soviet economy
but nonetheless concluded, "This does not mean that the USSR
is close to collapse, any more than it should be viewed as a country
of almost supernatural strength. It does mean that it is facing
awkward choices." This understandable misassessment by one
of the world's authorities on imperial collapse contains an important
warning for the United States. Fifteen years ago no one in Russia
or elsewhere imagined that the USSR could possibly be in danger
of internal disintegration. There are parallels between what happened
in the former USSR after the end of the Cold War and the state
of the American polity at the end of the century, even acknowledging
that economically the Soviet Union had long been a shell held
together by a huge underground (and technically illegal) economy,
while it displayed to the external world a vast imperial army
and nuclear forces.
In March 1985, Mikhail Gorbachev succeeded Konstantin Chernenko
as general secretary of the Communist Party of the Soviet Union.
He was no more opposed to Soviet-style socialism than his counterparts
in the United States were opposed to "democracy and free
markets." He was, however, keenly aware of the strains that
an endless, unwinnable war in Afghanistan and the arms race with
the United States were placing on an already shaky economy. A
month after he came to power, Gorbachev launched a campaign of
economic reform controlled from above that he called perestroika,
or "restructuring." Gorbachev's relatively limited goal
was to try to accelerate national economic performance by relaxing
the Soviet system's centralized planning. He did not fully appreciate
that weakening the vertical structure of the Soviet system without
first creating horizontal (even if ideologically unacceptable)
institutions, such as markets, prices, and private property, would
only lead to chaos. Communist colleagues with vested interests
in the old system rebelled against even his modest domestic reforms
and sabotaged them. In order to counter these attacks, in 1987
Gorbachev introduced something really new-glasnost, or freedom
of speech. His intent was still only to achieve a more efficient
system of production and improved living standards under the established
Soviet political order.
But far more than perestroika, glasnost would prove a critical
miscalculation for a leader hoping to reform Soviet-style communism.
Glasnost not only opened up the full horrors of the Stalinist
past but also revealed the extent to which totalitarian controls
had damaged all aspects of life in the USSR. Glasnost-the open
discussion of the past-ended up discrediting the very institutions
within which the Soviet people had worked since at least 1929,
clearing the way for the abandonment of Communist ideology itself,
and the subsequent loss of any form of political authority in
Russia. A decade later the country was bankrupt, more or less
leaderless, and riven with corruption. Russia has also become
one of the world's most important breeding grounds for resentment
against the Western powers. Even as the United States gloats over
its "victory" in the Cold War, future Russian revanchism
becomes more and more likely.
The collapse of the USSR was not foreordained. The problems
in Russia came to a head when the collective costs of the Cold
War finally overwhelmed its productive capacities. Gorbachev's
remedies were, however, incommensurate with the problems and led
to a loss of political authority, leaving the country with a crippled
political system. As time ran out on the Soviet empire, Gorbachev's
military restraint in dealing with Eastern Europe was admirable,
but the endgame of the Soviet Union remains a cautionary tale
for any overextended empire that waits too long to try to halt
the drift toward crisis. In contrast to the Soviet Union, China
has thus far successfully demonstrated that it is possible to
dismantle a Soviet-type economy without destroying its political
arrangements.
No matter how humanely (or ineptly) Gorbachev handled the
Soviet crisis of the 1980s, it was imperial overstretch that brought
the Soviet Union down. Just as during the Cold War there was a
symmetry between the USSR and the United States in terms of their
respective empires in Eastern Europe and East Asia, so there are
at least certain potential symmetries emerging in their post-Cold
War fates. The United States believes that it is immune to the
Soviet Union's economic problems. That may be true, although America's
grossly inflated military establishment and its system of support
for arms manufacturers offer parallels to the inefficiencies of
the Soviet system. More significantly, unable to agree on a proper
course for the country and made complacent by the wealth that
flowed its way during the late 1990s, America's leaders have allowed
a process to develop that might in certain ways prove analogous
to political conditions in post-Cold War Russia.
On December 19, 1998, a Republican Congress voted to impeach
a Democratic president-the first time in American history that
an elected president had been impeached. It did so for the most
partisan and flimsy of reasons: that the president had lied about
sexual encounters with a subordinate in his office. In the course
of trying to extricate himself from this fratricidal political
battle, the president twice resorted to military strikes against
other countries, a precedent for which he might well have been
justifiably impeached. In August 1998, on the day impeachment
evidence against him was being released to the public, Bill Clinton
ordered cruise missiles fired into a Sudanese pharmaceutical plant
and old mujahedeen camps in Afghanistan, allegedly the assets
or training bases of an international terrorist ring that had
attacked U.S. embassies in East Africa; and on the eve of the
House of Representatives' impeachment vote he sent cruise missiles
into Iraq, allegedly once again to discipline Saddam Hussein.
In neither case did the United States have United Nations or other
international authority to act as it did.
The president's acquittal on February 12, 1999, superficially
resolved his dispute with Congress. But much like the warfare
between Gorbachev and the Communist old guard in the Soviet Union,
it had the effect of further weakening the structures of political
authority. Congressional willingness to resort to so untested
a device as impeachment combined with a president willing to try
to divert attention through warlike actions suggests a loss of
prudence, even a recklessness, on the part of American elites
that could be fatal to the American empire in a time of crisis.
Even though the United States at century's end appears to
have the necessary firepower and economic resources to neutralize
all challengers, I believe our very hubris ensures our undoing.
A classic mistake of empire managers is to come to believe that
there is nowhere within their domain-in our case, nowhere on earth-in
which their presence is not crucial. Sooner or later, it becomes
psychologically impossible not to insist on involvement everywhere,
which is, of course, a definition of imperial overextension.
Already, the United States cannot afford its various and ongoing
global military deployments and interventions and has begun extracting
ever growing amounts of "host-nation support" from its
clients, or even direct subsidies from its "allies."
Japan, one of many allied nations that helped finance the massive
American military effort in the Gulf War, paid up to the tune
of $13 billion. (The U.S. government even claimed in the end to
have made a profit on the venture.) Japan also pays more generously
than any other nation for the American troops on its soil. On
the economic front, the arrogance, contempt, and triumphalism
with ? which the United States handled the East Asian financial
crisis guarantees blowback for decades to come. Capitals like
Jakarta and Seoul smolder with the sort of resentment that the
Germans had in the 1920s, when inflation and the policies of Britain
and France destabilized the Weimar regime.
In the long run, the people of the United States are neither
militaristic enough nor rich enough to engage in the perpetual
police actions, wars, and bailouts their govemment's hegemonic
policies will require. ,) Moreover, in Asia the United States
now faces a renascent China, not only the world's oldest continuously
existent civilization but the product of the biggest revolution
among all historical cases. Today, China is both the world's most
populous society and its fastest-growing economy. The United States
cannot hope to "contain" China; it can only adjust to
it. But our policies of global hegemony leave us unprepared and
far too clumsy in even our limited attempts to arrive at such
an adjustment. Meanwhile, the Chinese are very much aware of the
large American expeditionary force deployed within striking distance
of their borders and the naval units permanently off their coastline.
It does not take a Thucydides to predict that this developing
situation portends conflict.
The indispensable instrument for maintaining the American
empire is its huge military establishment. Despite the money lavished
on it, the endless praise for it in the media, and the overstretch
and blowback it generates, the military always demands more. In
the decade following the end of the Cold War, military budgets
consistently gave priority to an arms race that had no other participants.
For example, the Pentagon's budget for the fiscal year 2000 called
for replacing the F-15, "the world's most advanced aircraft,"
with the F-22, also "the world's most advanced aircraft."
The air force wanted 339 F-22s at $188 million each, three times
the cost of the airplane it is replacing. The United States already
has 1,094 F-15s, against which there is no equal or more capable
aircraft on earth. The last Clinton defense budget included funds
for yet more nuclear-attack submarines, for which there is no
conceivable use or contingency. They merely provide work for local
defense contractors and will join the fleet of America's "floating
Chernobyls," along with its nuclear-powered aircraft carriers,
cruising the seas waiting for an accident to occur.
The American military at the end of the century is becoming
an autonomous system. We no longer have a draft army based on
the obligation of citizens to serve their nation. When the Vietnam
War exposed the inequities of the draft-for example, the ease
with which college students could gain deferments-Congress decided
to abolish conscription rather than enforce it in an equitable
manner. Today, the military is an entirely mercenary force, made
up of volunteers paid salaries by the Pentagon. Although the military
still tries to invoke the public's support for a force made up
of fellow citizens, this force is increasingly separated from
civilian interests and devoted to military ones.
Equipped with the most advanced precision-guided munitions,
high-performance aircraft, and intercontinental range missiles,
the American armed forces can unquestionably deliver death and
destruction to any target on earth and expect little in the way
of retaliation. Even so, these forces voraciously demand more
and newer equipment, while the Pentagon now more or less sets
its own agenda. Accustomed to life in a half-century-old, well-established
empire, the corporate interests of he armed forces have begun
to take precedence over the older idea that the military is only
one of several means that a democratic government might employ
to implement its policies. As their size and prominence grow over
time, the armed forces of an empire tend to displace other instruments
of foreign policy implementation. What also grows is militarism,
"a vast array of customs, interests, prestige, actions, and
thought associated with armies and wars and yet transcending true
military purpose"-and certainly a reasonable description
of the American military ethos today.
"Blowback" is shorthand for saying that a nation
reaps what it sows, even if it does not fully know or understand
what it has sown. Given its wealth and power, the United States
will be a prime recipient in the foreseeable future of all of
the more expectable forms of blowback, particularly terrorist
attacks against Americans in and out of the armed forces anywhere
on earth, including within the United States. But it is blowback
in its larger aspect-the tangible costs of empire-that truly threatens
it. Empires are costly operations, and they become more costly
by the year. The hollowing out of American industry, for instance,
is a form of blowback-an unintended negative consequence of American
policy- even though it is seldom recognized as such. The growth
of militarism in a once democratic society is another example
of blowback. Empire is the problem. Even though the United States
has a strong sense of invulnerability and substantial military
and economic tools to make such a feeling credible, the fact of
its imperial pretensions means that a crisis is inevitable. More
imperialist projects simply generate more blowback. If we do not
begin to solve problems in more prudent and modest ways, blowback
will only become more intense.
David Calleo, a professor of international politics, has observed,
"The international system breaks down not only because unbalanced
and aggressive new powers seek to dominate their neighbors, but
also because declining powers, rather than adjusting and accommodating,
try to cement their slipping preeminence into an exploitative
hegemony." 1 believe that the United States at the end of
the twentieth century fits this description. The signs of such
an exploitative hegemony are already with us: increasing estrangement
between populations and their governments; a determination of
elites to hang on to power despite a loss of moral authority;
the appearance of militarism and the separation of the military
from the society it is supposed to serve; fierce repression (the
huge and still growing American prison population and rising enthusiasm
for the death penalty may be symptomatic of this); and an economic
crisis that is global in nature. History offers few examples of
declining hegemons reversing their decline or giving up power
peacefully, although Gorbachev's policies at the end of the Cold
War may constitute one. Given that it is close to inconceivable
that any American leader could have the authority and vision to
act with similar restraint in dealing with our client states (for
example, by withdrawing our military from the Korean peninsula),
one must conclude that blowback will ultimately produce a crisis
that suddenly, wrenchingly impairs or ends America's hegemonic
influence. Given the almost sacred position empire bestows on
the American military, it seems unlikely that the crisis will
occur in that area. Thus, barring an unforeseen reform movement,
it seems most probable that economic contradictions will force
the unraveling of the American empire.
Marx and Lenin were mistaken about the nature of imperialism.
It is not the contradictions of capitalism that lead to imperialism
but imperialism that breeds some of the most important contradictions
of capitalism. When these contradictions ripen, as they must,
they create devastating economic crises.
Once the Cold War had ended and the United States had decided
to try to convert its "slipping preeminence into an exploitative
hegemony," it set out to compel every significant economy
on earth to remodel itself along American lines. This ignorant
project has not only failed but has brought discredit to the very
idea of free trade and raised serious questions in the minds of
economists in East Asia and throughout the Third World about the
motives of the United States in the global economy. The world
remains poised on the edge of a possible, United States-induced
recession, although the United States itself has thus far been
the least affected by the economic crisis. Even if a collapse
of global demand is avoided, misguided American economic policies
have set back thirty years of economic progress in Southeast Asia
and laid the foundation for unpredictable forms of economic, political,
and military retaliation by the devastated nations.
Ashok Nath, executive director of the Asialink Advertising
Corporation and a strong voice in Asian business affairs, asks
about the United States' push for globalization: "Is there
no way to go but a generic world order in which every country
is forced to have the same interpretation of democracy as the
U.S." "Will speculators, the non-value-adding but crisis-providing
segment of 'modem society,' continue their activities unbridled?"
"Is the U.S., boosted by consumer spending but lacking strong
savings, the next bubble economy?" Such questions have become
ubiquitous in East Asia in the wake of the near economic meltdown.
They constitute an anti-globalization time bomb that, if it explodes,
could lead to mutually destructive protectionism and a huge contraction
of global economic activity.
The world economy needs leadership to re-create something
comparable to the Bretton Woods agreement of 1944 to 1971, with
fixed exchange rates and controls over the movement of capital.
Instead of attempting to homogenize the global economy, we should
be championing results-oriented trade of mutual benefit to nations
that do not have identical economic systems. Foreign countries
with entirely different legal, economic, and political systems
do not need the International Monetary Fund to forcibly impose
on them what is a dubious form of capitalism even in the United
States. The IMF has already shelled out about $200 billion in
a futile attempt to repair the damage that the United States'
globalization schemes caused, even as its own meddling in these
sick economies has often ended up making them sicker.
The need to raise incomes in the developing world in order
to maintain adequate levels of global demand must also be recognized.
Since this almost surely cannot (and probably should not) be done
by attempting to institutionalize some version of labor rights
on a global scale, the United States should establish minimum-wage
levels for the manufacture of goods that are to be exported to
our market. As an illustration of the need, the athletic shoe
manufacturer Nike proudly announced that effective April 1, 1999,
it was increasing entry-level cash wages for its workers in Indonesia
by 6 percent. Unfortunately, Indonesia had an 80 percent inflation
rate for the years 1998 and 1999, and the World Bank projected
an inflation rate of 20 percent for the year 2000.
In February 1999, at the twenty-ninth annual World Economic
Forum in Davos, Switzerland, U.S. Secretary of the Treasury Robert
Rubin defended finance capitalism while acknowledging that the
world was in "the most serious financial crisis of the last
fifty years.'' Yet he stonewalled pleas for change from world
leaders. Later that month, at a meeting of the finance ministers
of the G-7 group of advanced industrial democracies in Bonn, Germany,
the United States blocked all proposals for reform: it would not
countenance capital controls, a "super IMF" that would
act as a central bank for all nations, or anything like minimum
wage levels in poor countries. The most it would condone was cuts
in interest rates by the central banks of various individual nations
in order to stimulate economic activity. The United States instead
advocated yet more deregulation of trade and investment.
Meanwhile, resentment is growing over American exploitation
of the global economic crisis. Big American companies are buying
up factories and businesses in East Asia and elsewhere at ludicrously
low prices. Procter & Gamble, for instance, has picked up
several state-of-the-art Korean factories for next to nothing.
Morgan Stanley, Bankers Trust, Salomon Brothers, and CS First
Boston expect returns of around 20 percent on their purchases
of real estate loans in Tokyo. In Thailand, any number of American
investment companies have been buying up service, steel, and energy
companies at concessionary prices. In June 1998, a Washington-based
merchant bank, the Carlyle Group, sent a group of its executives,
led by its adviser, former president George Bush, to Bangkok to
"evaluate opportunities." It plans to invest $500 million
in Thailand. Asia Properties, a San Diego firm founded in April
1998, was created specifically "to take advantage of the
fire-sale real estate prices along Bangkok's main thoroughfares."
According to its vice president, "Asia is going through the
largest transference of assets in the history of the world.''
Many East Asians call this "vulture capitalism" and
suspect that it was the true purpose of the economic advice given
to them in the first place.
The Americans buying these foreclosed properties in East Asia
may believe they are merely responding to the signals of normal
market forces, but they would be fools to believe that the sellers
agree with them. Countries like Thailand and Indonesia have long
been on the receiving end of U.S. pressures to deregulate and
open their countries to international investors. As a result of
doing so they now find themselves destitute, selling off what
they built with their own labor in the years since the Vietnam
War ended. It is only a matter of time until the small nations
of East Asia get tired of this American bullying and find a suitable
leader to create an anti-American coalition
In the meantime, the hollowing out of American industry continues
unabated. In 1998, the primary case was steel, but the machine
tools, chemical, semiconductor, and apparel industries were in
the same boat. During 1998, cheap Japanese steel exports to the
United States surged some sixteen times above their 1997 level.
Even the most efficient American steelmakers, like Nucor of Charlotte,
North Carolina, were unable to compete with Japanese cut-rate
prices. In the first decade after the Cold War, the U.S. steel
industry closed down thirty million tons of productive capacity.
Over the past three decades, it has cut its workforce by 400,000
people. Today, it employs only 163,000 workers but pays each of
them an average salary of $65,000 a year. As a result of this
restructuring and major investments in the most advanced technology,
the American steel industry is today competitive with anyone in
the world, yet it continues to be overwhelmed by global overcapacity.
Perhaps the American policies that are burying American steel
made strategic sense during the period from 1950 to 1970, when
they also brought real competition to such complacent industries
as automobile manufacturing. By December 1998, however, when the
Japanese government decided to reinforce protection of its hopelessly
inefficient farmers by imposing tariffs of 1,000 percent on imported
California rice, American toleration had become purely self-destructive.
In 1997, the United States supplied almost half of the 640,000
tons of rice Japan imported, virtually all of it from California's
2,500 rice farms. The new tariff was the Japanese govemment's
way of getting around a commitment it made in 1993, in the so-called
Uruguay Round of trade negotiations, to import increasing amounts
of rice. There is no question that American rice farming is more
efficient than Japan's and that American farmers have matched
the varieties of rice favored by Japanese consumers. But the Japanese
government makes its consumers pay ten times the world's price
for their main food staple in order to protect the gerrymandered
rural voting base of the Liberal Democratic Party. Japan can get
away with such policies because the United States wants to keep
it as a secure staging area for the projection of military power
in Asia.
What is to be done? Were awareness of an impending crisis
of empire to rise among American citizens and their leaders, then
it would be fairly obvious what first steps at least should be
taken: adjust to and support the emergence of China on the global
stage; establish diplomatic relations with North Korea and withdraw
ground forces from the Korean peninsula; pay the United States'
dues to the United Nations; support global economic diversity
rather than globalization; extricate ourselves from our trade-for-military-bases
deals with rich East Asian countries, even if they do not want
to end them; reemphasize the "defense" in the Department
of Defense and make its name fit its mission; unilaterally reduce
our stockpile of nuclear warheads to a deterrent level and declare
a no first-use policy; sign and ratify the treaty banning land
mines; and sign and ratify the treaty establishing an international
criminal court.
More generally, the United States should seek to lead through
diplomacy and example rather than through military force and economic
bullying. Such an agenda is neither unrealistic nor revolutionary.
It is appropriate for a post Cold War world and for a United States
that puts the welfare of its citizens ahead of the pretensions
of its imperialists. Many U.S. Ieaders seem to have convinced
themselves that if so much as one overseas American base is closed
or one small country is allowed to manage its own economy, the
world will collapse. They might better ponder the creativity and
growth that would be unleashed if only the United States would
relax its suffocating embrace. They should also understand that
their efforts to maintain imperial hegemony inevitably generate
multiple forms of blowback. Although it is impossible to say when
this game will end, there is little doubt about how it will end.
World politics in the twenty-first century will in all likelihood
be driven primarily by blowback from the second half of the twentieth
century-that is, from the unintended consequences of the Cold
War and the crucial American decision to maintain a Cold War posture
in a post-Cold War world. U.S. administrations did what they thought
they had to do in the Cold War years. History will record that
in some places they did exemplary things; in other places, particularly
in East Asia but also in Central America, they behaved no better
than the Communist bureaucrats of their superpower competitor.
The United States likes to think of itself as the winner of the
Cold War. In all probability, to those looking back a century
hence, neither side will appear to have won, particularly if the
United States maintains its present imperial course.
Blowback
- The Costs and Consequences of American Empire
U.S.
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